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David Brooks, CAIA, FRM

Principal, Director of Trading


Mr. David Brooks has 30+ years of investment experience, beginning his career as an equity trader for State Street Research & Management Company. More recently, he worked as Head of Global Equity Trading for The Boston Company Asset Management, LLC, the fundamental equity investment management subsidiary of BNY Mellon. Dave also served as co-Head of the Office of Risk Management, and sat on the Investment, Brokerage Practices, IT Steering and Oversight committees.

Dave received a BS in International Economics from Georgetown University in 1990. He is a member of the National Organization of Investment Professionals and serves on the IEX Trading Advisory Committee, ITG Analytics Advisory Board,  Buyside Equity Trading Roundtable and ICI Equity Markets Advisory Committee.  He holds the Financial Risk Manager and Chartered Alternative Investment Analyst designations.

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